Mondays are all about financial adviser-related links here at Abnormal Returns. You can check out last week’s links including a story about how one adviser almost saw a client go back to a broker.
Podcasts
- Michael Kitces talks with Adam Cmejla, the founder of Integrated Planning & Wealth Management, an independent RIA with a focused clientele. (kitces.com)
- Christine Benz and Jeff Ptak talk with Allan Roth, one of the pre-eminent hourly financial advisors in the United States. (morningstar.com)
Regulation
- Why someone should sue the SEC over Regulation BI. (morningstar.com)
- Some states are stepping up their oversight of advisers. (wsj.com)
Technology
- What Wealthfront is doing with Grove's technology stack. (riabiz.com)
- Morningtar ($MORN) has built its own financial planning tool, Goal Bridge. (investmentnews.com)
- Charles Schwab ($SCHW) wants no part of the cryptocurrency trend. (riabiz.com)
Communication
- Clients, above all, want your undivided attention. (advisorperspectives.com)
- The challenges of working with couples who have different communication modes. (wealthmanagement.com)
- Only 44% of clients of wealth managers think they connect 'very well.' (ft.com)
Advisers
- Financial advisers can do a lot for clients, including eliminating a timeshare contract. (bonefidewealth.com)
- Jason Zweig, "Any good adviser should devote more time to your risk capacity and your goals than to your risk tolerance." (wsj.com)
- Direct indexing is the next big thing for advisors. (etf.com)
- 'Financial therapy' is a small, but growing field. (marketwatch.com)
- Not every client is going to be a fit. (iris.xyz)
