Mondays are all about financial adviser-related links here at Abnormal Returns. You can check out last week’s links including a look at what clients really want from their adviser.
Podcasts
- Morra Aarons-Mele talks with financial therapist Amanda Clayman about working with clients on their money motivations. (hbr.org)
- Meb Faber talks with Mike Lecours who is the co-founder of fpPathfinder. (mebfaber.com)
The SEC
- The SEC is generally satisfied with how RIAs have rolled out Form CRS. (citywireusa.com)
- Think twice before touting third party recognition - it may come up in an SEC exam. (riaintel.com)
Schwab
- How long the Schwab-TD transition will take for advisers. (wealthmanagement.com)
- Why you should expect more turnover at the newly combined Schwabitrade. (riabiz.com)
Service offerings
- RIAs are holding firm on fees, in part, by upping their service offerings. (investmentnews.com)
- Some advisers, like The Colony Group, are branching out into 'wellness' offerings. (riaintel.com)
Advisers
- Three factors in a successful RIA merger. (wealthmanagement.com)
- The term 'financial wellness' is sweeping the industry. (riabiz.com)
- On the uncertain future of the financial adviser conference business. (kitces.com)
- YieldX wants to bring a 'digital, end-to-end platform for fixed-income investing' to RIAs. (riabiz.com)
- Putting together an ESG model portfolio is not a straight forward exercise. (citywireusa.com)
- The top 100 financial advisers in the U.S. per Investopedia. (investopedia.com)