Mondays are all about financial adviser-related links here at Abnormal Returns. You can check out last week’s links including a look at all the retirement-related items in the new SECURE 2.0 legislation.
Quote of the Day
"The important reality is that there are two forms of growth. One type of growth is improving who you are and what you do. The second type of growth is transforming who you are and what you do."
(Brett Steenbarger)
Podcasts
- Austin Crites and Matt Henry talk with Kerry Potter McCormick about the evolving regulatory landscape for investment firms and the implications for investment professionals. (open.spotify.com)
- Brendan Frazier talks with Dan Allison about the challenges of getting clients to provide successful referrals. (podcasts.apple.com)
Envestnet
- Envestnet's ($ENV) activist investor, Impactive Capital, is turning up the heat with a slate of board nominees. (riabiz.com)
- Envestnet ($ENV) is changing up its management team. (riabiz.com)
The biz
- Alvarium Tiedemann Holdings ($ATVI) is now publicly traded. (investmentnews.com)
- Why Vanguard quit the Net-Zero Asset Managers (NZAM) initiative. (riabiz.com)
- A look at the latest advisor tech news including the launch of Modern Life. (kitces.com)
Advisers
- Retaining new clients starts from the day they come on board. (spilledcoffee.substack.com)
- There's a lot more to a Monte Carlo simulation than a success rate. (thinkadvisor.com)
- Advisers need to prepare to take any kind of extended break. (blog.xyplanningnetwork.com)
- The characteristics of people who work (and don't) with an adviser. (wisdomtree.com)
- What a comprehensive New Year's financial checklist looks like. (kindnessfp.com)
- Wealthy people's biggest concerns aren't about money. (advisorperspectives.com)
- Do people really know their longevity risks? (papers.ssrn.com)
