Mondays are all about financial adviser-related links here at Abnormal Returns. You can check out last week’s links including a look at the tax implications of a snowbird lifestyle.
Quote of the Day
"When a client asks me to review a proposed investment and the disclosure document is a 100 pages or more, I tell the client not to bother to pay me to review it."
(Allan Roth)
Podcasts
- Daniel Crosby talks with Tom Howard about behavioral finance vs. behavioral investing. (standarddeviationspod.com)
- Peter Lazaroff talks with Dasarte Yarnway about the importance of diversity in financial services and how to increase it. (peterlazaroff.com)
- Michael Kitces and Carl Richards on why you need to be clear, upfront about your minimums. (kitces.com)
- Matt Reiner talks client expectations with Daniel Crosby who is the Chief Behavioral Officer at Orion Advisor Solutions. (mattreiner.com)
SEC
- The SEC is going to focus on the new marketing rule in 2023. (riaintel.com)
- RIA organizations are lining up against the SEC's proposed outsourcing rule. (citywire.com)
Taxes
- Five tax mistakes to avoid when it comes to stock options, RSUs, etc. (flowfp.com)
- The IRS has clarified its approach to state rebate payments. (wsj.com)
Direct indexing
- Vanguard is planning a bigger push into direct indexing. (etf.com)
- Things to keep in mind when direct indexing a client's portfolio. (wealthmanagement.com)
Retirement
- Why most people underestimate their chances of living into old (90+) age. (wsj.com)
- Retirement spending is more flexible than commonly thought. (blogs.cfainstitute.org)
- Why reverse mortgage volume is on the rise. (citywire.com)
- Social Security helps prevent people from being very old and very poor. (forbes.com)
- A ten-point Medicare primer. (tonyisola.com)
Advisers
- RIAs continue to take share of IRA assets. (riabiz.com)
- The number of CFPs grew some 5% in 2022. (fa-mag.com)
- How to advise clients in the government Thrift Savings Plan. (kitces.com)
- Opto has a unique approach to providing RIAs access to alts in five different buckets. (citywire.com)
- The latest adviser tech news including a new round of capital for 'financial monitoring software' provider Elements. (kitces.com)
