Mondays are all about financial adviser-related links here at Abnormal Returns. You can check out last week’s links including a look at some common Medicare coverage mistakes.
Quote of the Day
"Investment strategies need to reflect the diversity of client goals and personalities."
(Zach Conway)
Podcasts
- Daniel Crosby talks with Saundra Davis on how to effectively meet clients where they are. (standarddeviationspod.com)
- Michael Kitces and Carl Richards discuss the potential downside of specialized practices. (kitces.com)
M&A
- The RIA buying frenzy is likely behind us. (investmentnews.com)
- The direction toward adviser independence is ongoing. (wealthmanagement.com)
Creative Planning
- A profile of Peter Mallouk, CEO of Creative Planning. (investmentnews.com)
- Goldman Sachs ($GS) admits that the purchase of United Capital was a mistake. (riabiz.com)
AI
- Is AI an existential threat to the business of financial advice? (advisorperspectives.com)
- Vanilla is rolling out more AI tools for estate planning. (investmentnews.com)
Compliance
- How to conduct and document an annual compliance review. (kitces.com)
- The SEC's examination priorities for 2024 include the marketing rule and alternative assets. (investmentnews.com)
Advisers
- Why the myth of a big wealth transfer from Baby Boomers persists. (businessinsider.com)
- Schwab ($SCHW) feels comfortable that the worst of the TDA transition attrition is behind it. (riabiz.com)
- The upside of pro bono financial planning. (wealthmanagement.com)
- Another example of an RIA adding tax capabilities. (citywire.com)
- A list of the top blogs for financial advisors to read. (smartasset.com)
